Report of transactions of shares and related securities of Bavarian Nordic by persons holding managerial responsibilities and/or persons/companies closely associated with such
COPENHAGEN, Denmark, November 11, 2020 – Bavarian Nordic A/S (OMX: BAVA, OTC: BVNRY) has today received information about the following transactions of the company’s shares/related securities by persons holding managerial responsibilities and/or persons/companies closely associated with such.
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1. |
Details of the person discharging managerial responsibilities/person closely associated |
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a) |
Name |
Paul Chaplin |
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2. |
Reason for the notification |
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a) |
Position/status
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President and Chief Executive Officer of Bavarian Nordic A/S |
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b) |
Initial notification/Amendment |
Initial notification |
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3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
Bavarian Nordic A/S |
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b) |
LEI |
2138006JCDVYIN6INP51 |
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4. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
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a) |
Description of the financial instrument, type of instrument Identification code |
Warrants
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|
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b) |
Nature of the transaction |
Grant |
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c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
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|
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DKK 0.00 |
123,645 |
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d) |
Aggregated information - Aggregated volume - Price |
123,645 DKK 0.00 |
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e) |
Date of the transaction |
2020-11-11 |
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f) |
Place of the transaction |
Outside a trading venue |
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1. |
Details of the person discharging managerial responsibilities/person closely associated |
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a) |
Name |
Henrik Juuel |
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2. |
Reason for the notification |
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a) |
Position/status
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Executive Vice President and Chief Financial Officer of Bavarian Nordic A/S |
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b) |
Initial notification/Amendment |
Initial notification |
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3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
Bavarian Nordic A/S |
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b) |
LEI |
2138006JCDVYIN6INP51 |
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4. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
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|
a) |
Description of the financial instrument, type of instrument Identification code |
Warrants
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|
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b) |
Nature of the transaction |
Grant |
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c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
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|
|
DKK 0.00 |
56,210 |
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d) |
Aggregated information - Aggregated volume - Price |
56,210 |
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e) |
Date of the transaction |
2020-11-11 |
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f) |
Place of the transaction |
Outside a trading venue |
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1. |
Details of the person discharging managerial responsibilities/person closely associated |
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a) |
Name |
Henrik Birk |
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2. |
Reason for the notification |
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a) |
Position/status
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Executive Vice President and Chief Operating Officer of Bavarian Nordic A/S |
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b) |
Initial notification/Amendment |
Initial notification |
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3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
Bavarian Nordic A/S |
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b) |
LEI |
2138006JCDVYIN6INP51 |
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4. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Warrants
|
|
|
b) |
Nature of the transaction |
Grant |
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c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
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|
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DKK 0.00 |
52,617 |
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d) |
Aggregated information - Aggregated volume - Price |
52,617 |
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e) |
Date of the transaction |
2020-11-11 |
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f) |
Place of the transaction |
Outside a trading venue |
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1. |
Details of the person discharging managerial responsibilities/person closely associated |
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a) |
Name |
Tommi Kainu |
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2. |
Reason for the notification |
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a) |
Position/status
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Executive Vice President and Chief Business Officer of Bavarian Nordic A/S |
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b) |
Initial notification/Amendment |
Initial notification |
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3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
Bavarian Nordic A/S |
|
|
b) |
LEI |
2138006JCDVYIN6INP51 |
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4. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Warrants
|
|
|
b) |
Nature of the transaction |
Grant |
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c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
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|
|
DKK 0.00 |
51,157 |
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d) |
Aggregated information - Aggregated volume - Price |
51,157 |
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e) |
Date of the transaction |
2020-11-11 |
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f) |
Place of the transaction |
Outside a trading venue |
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1. |
Details of the person discharging managerial responsibilities/person closely associated |
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a) |
Name |
Jean-Christophe May |
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2. |
Reason for the notification |
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a) |
Position/status
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Executive Vice President and Chief Commercial Officer of Bavarian Nordic A/S |
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b) |
Initial notification/Amendment |
Initial notification |
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3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
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a) |
Name |
Bavarian Nordic A/S |
|
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b) |
LEI |
2138006JCDVYIN6INP51 |
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4. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Warrants
|
|
|
b) |
Nature of the transaction |
Grant |
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c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
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DKK 0.00 |
47,970 |
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d) |
Aggregated information - Aggregated volume - Price |
47,970 |
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e) |
Date of the transaction |
2020-11-11 |
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f) |
Place of the transaction |
Outside a trading venue |
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1. |
Details of the person discharging managerial responsibilities/person closely associated |
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a) |
Name |
Laurence De Moerlooze |
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2. |
Reason for the notification |
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a) |
Position/status
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Executive Vice President and Chief Medical Officer of Bavarian Nordic A/S |
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b) |
Initial notification/Amendment |
Initial notification |
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3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
|
a) |
Name |
Bavarian Nordic A/S |
|
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b) |
LEI |
2138006JCDVYIN6INP51 |
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4. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Warrants
|
|
|
b) |
Nature of the transaction |
Grant |
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c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
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DKK 0.00 |
47,965 |
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d) |
Aggregated information - Aggregated volume - Price |
47,965 |
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e) |
Date of the transaction |
2020-11-11 |
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f) |
Place of the transaction |
Outside a trading venue |
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1. |
Details of the person discharging managerial responsibilities/person closely associated |
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a) |
Name |
Anu Helena Kerns |
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2. |
Reason for the notification |
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a) |
Position/status
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Executive Vice President People & Organization of Bavarian Nordic A/S |
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b) |
Initial notification/Amendment |
Initial notification |
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3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
|
a) |
Name |
Bavarian Nordic A/S |
|
|
b) |
LEI |
2138006JCDVYIN6INP51 |
|
|
4. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Warrants
|
|
|
b) |
Nature of the transaction |
Grant |
|
|
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
|
|
|
DKK 0.00 |
36,476 |
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d) |
Aggregated information - Aggregated volume - Price |
36,476 |
|
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e) |
Date of the transaction |
2020-11-11 |
|
|
f) |
Place of the transaction |
Outside a trading venue |
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About Bavarian Nordic
Bavarian Nordic is a fully integrated vaccines company focused on the development, manufacture and commercialization of life-saving vaccines. We are a global leader in smallpox vaccines and have been a long-term supplier to the U.S. Strategic National Stockpile of a non-replicating smallpox vaccine, which has been approved by the FDA under the trade name JYNNEOS®, also for the protection against monkeypox. The vaccine is approved as a smallpox vaccine in Europe under the trade name IMVANEX® and in Canada under the trade name IMVAMUNE®. Our commercial product portfolio furthermore contains the market-leading vaccine Rabipur®/RabAvert® against rabies and Encepur® against tick-borne encephalitis. Using our live virus vaccine platform technology, MVA-BN®, we have created a diverse portfolio of proprietary and partnered product candidates designed to save and improve lives by unlocking the power of the immune system, including an Ebola vaccine, MVABEA®, which is licensed to Janssen. For more information visit www.bavarian-nordic.com.
Contacts
Europe: Rolf Sass Sørensen, Vice President Investor Relations, Tel: +45 61 77 47 43
US: Graham Morrell, Paddock Circle Advisors, graham@paddockcircle.com, Tel: +1 781 686 9600
Company Announcement no. 48 / 2020