Report of transactions of shares and related securities of Bavarian Nordic by persons holding managerial responsibilities and/or persons/companies closely associated with such
COPENHAGEN, Denmark, November 7, 2019 – Bavarian Nordic A/S (OMX: BAVA, OTC: BVNRY) has today received information about the following transactions of the company’s shares/related securities by persons holding managerial responsibilities and/or persons/companies closely associated with such.
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1. |
Details of the person discharging managerial responsibilities/person closely associated |
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a) |
Name |
Paul Chaplin |
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2. |
Reason for the notification |
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a) |
Position/status
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President and Chief Executive Officer of Bavarian Nordic A/S |
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b) |
Initial notification/Amendment |
Initial notification |
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3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
Bavarian Nordic A/S |
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b) |
LEI |
2138006JCDVYIN6INP51 |
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4. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
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a) |
Description of the financial instrument, type of instrument Identification code |
Warrants
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|
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b) |
Nature of the transaction |
Grant |
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c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
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|
|
DKK 0.00 |
78,201 |
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d) |
Aggregated information - Aggregated volume - Price |
78,201 DKK 0.00 |
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e) |
Date of the transaction |
2019-11-07 |
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f) |
Place of the transaction |
Outside a trading venue |
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1. |
Details of the person discharging managerial responsibilities/person closely associated |
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a) |
Name |
Henrik Juuel |
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2. |
Reason for the notification |
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a) |
Position/status
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Executive Vice President and Chief Financial Officer of Bavarian Nordic A/S |
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b) |
Initial notification/Amendment |
Initial notification |
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3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
Bavarian Nordic A/S |
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b) |
LEI |
2138006JCDVYIN6INP51 |
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4. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
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|
a) |
Description of the financial instrument, type of instrument Identification code |
Warrants
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|
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b) |
Nature of the transaction |
Grant |
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c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
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|
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DKK 0.00 |
33,950 |
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d) |
Aggregated information - Aggregated volume - Price |
33,950 DKK 0.00 |
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e) |
Date of the transaction |
2019-11-07 |
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f) |
Place of the transaction |
Outside a trading venue |
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1. |
Details of the person discharging managerial responsibilities/person closely associated |
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a) |
Name |
Henrik Birk |
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2. |
Reason for the notification |
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a) |
Position/status
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Executive Vice President and Chief Operating Officer of Bavarian Nordic A/S |
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b) |
Initial notification/Amendment |
Initial notification |
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3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
Bavarian Nordic A/S |
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|
b) |
LEI |
2138006JCDVYIN6INP51 |
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4. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Warrants
|
|
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b) |
Nature of the transaction |
Grant |
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c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
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|
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DKK 0.00 |
35,678 |
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d) |
Aggregated information - Aggregated volume - Price |
35,678 DKK 0.00 |
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e) |
Date of the transaction |
2019-11-07 |
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f) |
Place of the transaction |
Outside a trading venue |
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1. |
Details of the person discharging managerial responsibilities/person closely associated |
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a) |
Name |
Tommi Kainu |
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2. |
Reason for the notification |
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a) |
Position/status
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Executive Vice President and Chief Business Officer of Bavarian Nordic A/S |
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b) |
Initial notification/Amendment |
Initial notification |
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3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
|
a) |
Name |
Bavarian Nordic A/S |
|
|
b) |
LEI |
2138006JCDVYIN6INP51 |
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|
4. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Warrants
|
|
|
b) |
Nature of the transaction |
Grant |
|
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c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
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|
|
DKK 0.00 |
35,533 |
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d) |
Aggregated information - Aggregated volume - Price |
35,533 DKK 0.00 |
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e) |
Date of the transaction |
2019-11-07 |
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f) |
Place of the transaction |
Outside a trading venue |
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About Bavarian Nordic
Bavarian Nordic is a fully integrated biotechnology company focused on the development of innovative therapies against infectious diseases and cancer. Using our live virus vaccine platform technology, MVA-BN®, we have created a diverse portfolio of proprietary and partnered product candidates intended to unlock the power of the immune system to improve public health with a focus on high unmet medical needs. In addition to our long-standing collaboration with the U.S. government on the development and supply of medical countermeasures, including the only FDA-approved, non-replicating smallpox vaccine, our infectious disease pipeline comprises a proprietary RSV program as well as vaccine candidates for Ebola, HPV, HBV and HIV, which are developed through a strategic partnership with Janssen. Additionally, we have developed a portfolio of active cancer immunotherapies, designed to alter the disease course by eliciting a robust and broad anti-cancer immune response while maintaining a favorable benefit-risk profile. For more information visit www.bavarian-nordic.com or follow us on Twitter @bavariannordic.
Contacts
Rolf Sass Sørensen
Vice President Investor Relations (EU)
Tel: +45 61 77 47 43
Graham Morrell
Paddock Circle Advisors (US)
graham@paddockcircle.com
Tel: +1 781 686 9600
Company Announcement no. 22 / 2019